Bringing up Baseline: The Effect of Alliance and Outcome Feedback on Clinical Performance

Not long ago, my friend and colleague Dr. Rick Kamins was on vacation in Hawaii.  He was walking along the streets of a small village, enjoying the warm weather and tropical breezes, when the sign on a storefront caught his eye.  Healing Arts Alliance, it read.  The proprieter?  None other than, “Scott Miller, Master of Oriental Medicine.” 

“With all the talking you do about the alliance,” Rick emailed me later, ”I wondered, could it be the same guy?!” 

I responded, “Ha, the story of my life.  You go to Hawaii and all I get is this photo!”

Seriously though, I do spend a fair bit of time when I’m out and about talking about the therapeutic alliance.  As reviewed in the revised edition of The Heart and Soul of Change there are over 1100 studies documenting the importance of the alliance in successful psychotherapy.  Simply put, it is the most evidence-based concept in the treatment literature. 

At the same time, whenever I’m presenting, I go to great lengths to point out that I’m not teaching an “alliance-based approach” to treatment.  Indeed–and this can be confusing–I’m not teaching any treatment approach whatsoever.  Why would I?  The research literature is clear: all approaches work equally well.  So, when it comes to method, I recommend that clinicians choose the one that fits their core values and preferences.  Critically, however, the approach must also fit and work for the person in care–and this is where research on the alliance and feedback can inform and improve retention and outcome. 

Lynn D. Johnson, Ph.D.

Back in 1994, my long time mentor Dr. Lynn Johnson encouraged me to begin using a simple scale he’d developed.  It was called…(drum roll here)…”The Session Rating Scale!”  The brief, 10-item measure was specifically designed to obtain feedback on a session by session basis regarding the quality of the therapeutic alliance.  “Regular use of [such] scales,” he argued in his book Psychotherapy in the Age of Accountability, “enables patients to be the judge of the…relationship.  The approach is…egalitarian and respectful, supporting and empowering the client” (Johnson, 1995, p. 44).

Some 17 years later, research has now firmly validated Lynn’s idea: formally seeking feedback improves both retention and outcome in behavioral health.  How does it work?  Unfortunately science, as Malcoln Gladwell astutely observes, “all too often produces progress in advance of understanding.”  That said, recent evidence indicates that routinely monitoring outcome and alliance establishes and serves to maintain a higher level of baseline performance.   In other words, regularly seeking feedback helps clinicians attend to core therapeutic principles and pocesses easily lost in the complex give-and-take of the treatment hour. 

Such findings are echoed in the research literature on expertise which shows that superior performers across a variety of domains (physics, computer programming, medicine, etc.) spend more time than average performers reviewing basic core principles and practice.    

At an intensive training in Antwerp, Belgium

The implications for improving practice are clear: before reaching for the stars, we should attend to the ground we stand on.  It’s so simple, some might think it stupid.  How can a four item scale given at the end of a session improve anything?  And yet, in medicine, construction, and flight training, there is a growing reliance on such “checklists” to insure

With all the workshops and trainings on “advanced techniques,” I wonder will practitioners interested in the basics?

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2 Responses to “Bringing up Baseline: The Effect of Alliance and Outcome Feedback on Clinical Performance”

  1. stephaniedeeley says:

    Perhaps it is, in part, as simple as the fact that self-monitoring behaviour changes that behaviour – presumably through becoming more conscious of it and therefore directing specific attention to it. I am remembering undergrad psychology when we had to monitor a behaviour we wished to change and how we were already altering our behaviour at baseline. This doesn’t exactly explain the phenomenon but it creates a parallel model.

    I also had the idea yesterday that it would be interesting to see how much change in a client’s outcomes would occur with regular monitoring and no therapy at all.

    It is a very common experience for clients to improve just in knowing that they are going to have therapy. What’s that all about?

    Stephanie

    P.S. Forgive my use of the “u” in behaviour. It is a quirk of my Australian-ness that I refuse to give up unless a journal demands it!

  2. I hope that your question was not a rhetorical one, Scott! This professional is crossing the Atlantic in October in the hopes of getting “the basics”
    Bernice